Ensuring compliance with legal norms

As with other areas of economic activity of separate subjects of management, investment banking is subject to active regulation by the state. Forms of such regulation has certain laws and regulations of the National Bank of Ukraine (for example, he established economic standards for the implementation of investment operations). The strategic objectives of investment policy and mechanism for their implementation should not be in conflict with applicable federal, state regulation of investment activity. 5. Consideration of internal capacity and capabilities of the bank's development. Amount of the investment bank's activities, diversification of directions, the possibility of buying certain financial instruments primarily determined by the size of its share capital, the level of development of material-technical base and innovative technology, skilled financial managers, organizational structure, management and some other elements that characterize his inner resource potential . The strategic objectives of investment policy and mechanism for its implementation should take account of resource constraints build internal capacity of the bank. 6. Segmentation of the investment policy directions for the basic forms and types of investment activities. As a holistic concept of investment policy should be segmented in a certain way in the development of strategic objectives and mechanisms for their achievement in certain areas of investment. This segmentation should identify specific priorities for the selection of appropriate financial instruments. 7. Maintenance of the balance of individual areas of investment policy. This principle is the formation of investment policy requires precise alignment of its strategic goals and specific areas of investment in time, the regional context. Category: Management Operations Commercial Bank